Best Investors Account Sign in
Current Employers
Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2011-10-11
  • CT RA
    APPROVED
    Since 2011-10-11

Branch Locations

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Marina Del Rey, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Virtus Investment Partners Los Angeles CA 04/2010 Present
Vp Distributors Inc Los Angeles CA 04/2010 Present
  • 04/2010 → Present
    Virtus Investment Partners
    Los Angeles, CA
  • 04/2010 → Present
    Vp Distributors Inc
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-07
S65 Uniform Investment Adviser Law Examination 2009-12-31
  • S63 Uniform Securities Agent State Law Examination
    2010-06-07
  • S65 Uniform Investment Adviser Law Examination
    2009-12-31

View on SEC IAPD

More in Hartford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor