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Stephen Alan Dipisa

Stephen A. Dipisa Registered Investment Advisor

New York, NY

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Current Employers
Stephen A. Dipisa Registered Investment Advisor

New York, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-04-10
  • NY RA
    APPROVED
    Since 2023-04-10

Branch Locations

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stephen A Dipisa Ria New York NY 01/2012 Present
  • 01/2012 → Present
    Stephen A Dipisa Ria
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-06-19
S63 Uniform Securities Agent State Law Examination 1992-04-28
  • S65 Uniform Investment Adviser Law Examination
    2003-06-19
  • S63 Uniform Securities Agent State Law Examination
    1992-04-28

View on SEC IAPD

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