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Steven Robert Switlick

Lombard Advisers Incorporated

Jefferson, MD

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Current Employers
Lombard Advisers Incorporated

1820 Lancaster St, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
  • MD RA
    APPROVED
    Since 2025-01-01

Branch Locations

Jefferson, MD • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lombard Securities Incorporated Bethesda MD 12/1999 Present
Lombard Advisers Incorporated Bethesda MD 01/2000 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-20
S63 Uniform Securities Agent State Law Examination 1986-06-11
  • S65 Uniform Investment Adviser Law Examination
    1997-03-20
  • S63 Uniform Securities Agent State Law Examination
    1986-06-11

View on SEC IAPD

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