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Current Employers
Seelaus Asset Management, Llc

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-01-28
  • NJ RA
    APPROVED
    Since 2013-01-28

Branch Locations

26 Main Street Suite 304, Chatham, NJ 07928 • United States

Summit, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
R.SEelaus & Co., Inc Chatham NJ 09/2006 Present
Seelaus Asset Management Llc Chatham NJ 01/2013 Present
Other Businesses

RSC Financial Products LLC, An insurance affiliate of R. Seelaus & Co., LLC 26 Main Street, Suite 300, Chatham, NJ 07928, insurance agent, Since 2008, 0-5 hours devoted a week, all during securities hours. Selling personal insurance products as needed per client's needs. Trustee for the Mary Stackhouse Foundation as of 3/2016. Devote few hours a month towards it.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-13
S63 Uniform Securities Agent State Law Examination 1994-07-07
  • S65 Uniform Investment Adviser Law Examination
    2007-11-13
  • S63 Uniform Securities Agent State Law Examination
    1994-07-07
Other Names
  • Mary Elizabeth Mccurdy

View on SEC IAPD

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