Andrew Jay Johnson

Current Employers

Royal Capital Wealth Management Llc

Carmel, IN • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2018-01-22

IN RA
APPROVED

Since 2018-01-22

Branch Locations

Carmel, IN • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Rbc Capital Markets	Indianapolis	IN	03/2009	12/2017
Royal Capital Wealth Management Llc	Carmel	IN	01/2018	Present

03/2009 → 12/2017

Rbc Capital Markets

Indianapolis, IN
01/2018 → Present

Royal Capital Wealth Management Llc

Carmel, IN

Previous Registrations

2009-03-06 → 2018-01-03

Rbc Capital Markets, Llc

Indianapolis, IN
1998-12-15 → 2009-03-26

Citigroup Global Markets Inc.

Indianapolis, IN

Indianapolis, IN

Other Businesses

(1) Insurance : Mr. Johnson is separately licensed as an independent insurance agent. Investment Related: No Address: 10720 Royal Drive, Carmel, IN 46032; Nature: Individual Life, Health, etc..Position: Sales, No HR/Mo: 30 No HR/Trading: 30; Start: 1976 (2) Royal Capital LLC: Inv Related: No; Nature: Real estate rental property; Position: Owner: No HR/Mo: 5; No HR/Trading: 5

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-08-04
S63	Uniform Securities Agent State Law Examination	1981-02-27

S65 Uniform Investment Adviser Law Examination

1992-08-04
S63 Uniform Securities Agent State Law Examination

1981-02-27

Other Names

Andy Johnson

View on SEC IAPD