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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
| WY | RA | APPROVED | 2023-09-01 |
Branch Locations
2113 Shoalmont, Austin, TX 78756 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Austin | TX | 01/2009 | 09/2023 |
| Osaic Wealth, Inc. | Austin | TX | 09/2023 | Present |
1. DORMADY FINANCIAL LLC POSITION: member NATURE: The structure is a LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2015 ADDRESS: 2113 Shoalmont Dr., Austin TX 78756, United States DESCRIPTION: My duties are identical to being an investment advisor with Osaic. The commissions and fees earned as a rep are passed through the LLC for tax purposes. Dormady Financial LLC exists for the purpose of handling my taxes. 2. JOYCE DORMADY POSITION: owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2025 ADDRESS: 2113 Shoalmont Drive, Austin TX 78756, United States DESCRIPTION: I have no duties as an insurance agent. I receive no commissions nor do I solicit or write insurance business. I have the capability of doing insurance business. To avoid confusion I have decided to list this as an OBA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-03-18 |
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