Best Investors
Account
Sign in
Best Investors
Account
Sign in
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2023-09-01 |
| TX | RA | APPROVED | 2023-09-01 |
| WY | RA | APPROVED | 2023-09-01 |
Branch Locations
2113 Shoalmont, Austin, TX 78756 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial, Inc | Austin | TX | 01/2009 | Present |
| Osaic Wealth, Inc. | Austin | TX | 09/2023 | Present |
1. DORMADY FINANCIAL LLC POSITION: Member NATURE: The structure of this business is an LLC. INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 30 START DATE: 01/01/2015 ADDRESS: 2113 Shoalmont Dr., Austin TX 78756 DESCRIPTION: Identical duties to being a registered rep at Osaic. Commissions and fees paid are passed through the LLC. 2. DORMADY FINANCIAL LLC POSITION: Sole Proprietorship NATURE: Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 03/26/2025 ADDRESS: 2113 Shoalmont Dr, Austin TX 78756 DESCRIPTION: I have no duties as an insurance agent. I receive no commissions nor do I solicit or write insurance business. I have the capability of doing insurance business. To avoid confusion I have decided to list this as an OBA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1997-12-30 |
Reach out to this advisor