Ernest Alan Freeman

Current Employers

Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2025-05-28
FL	RA	APPROVED	2025-05-13
RI	RA	APPROVED	2025-01-07
TX	RA	APPROVED	2025-01-07

MA RA
APPROVED

Since 2025-05-28
FL RA
APPROVED

Since 2025-05-13
RI RA
APPROVED

Since 2025-01-07
TX RA
APPROVED

Since 2025-01-07

Branch Locations

Marblehead, MA • United States

222 Rosewood Dr. Suite 520, Danvers, MA 01923 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Janney Montgomery Scott Llc	Danvers	MA	10/2015	01/2025
R W Baird	Danvers	MA	01/2025	Present

10/2015 → 01/2025

Janney Montgomery Scott Llc

Danvers, MA
01/2025 → Present

R W Baird

Danvers, MA

Previous Registrations

2015-10-01 → 2025-01-23

Janney Montgomery Scott Llc

Danvers, MA
2011-04-28 → 2015-10-13

Wells Fargo Clearing Services, Llc

Beverly, MA

Peabody, MA

Other Businesses

Swampscott Beach Club, Swampscott, MA; Not Investment Related; Nature: Beach Club (Community, Social); Title/Position: Guarantor; Duties: The Guarantors are voting members of the beach club; Devotes 0.5 hours/month; Not compensated. Name/Address: FINRA, 1700 K Street,NW, Washington, DC 20006 Start Date: 7/1/2026 Hours Spent: 0-3 per month; During Trading Hours: 0-3 Role/Responsibility: Arbitrator Not Investment Related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-04-14
S63	Uniform Securities Agent State Law Examination	1980-03-19

S66 Uniform Combined State Law Examination

2011-04-14
S63 Uniform Securities Agent State Law Examination

1980-03-19

View on SEC IAPD