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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-20 |
| TX | RA | APPROVED | 2024-09-17 |
Branch Locations
3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T. Rowe Price | Tampa | FL | 08/2007 | 07/2018 |
| Charles Schwab & Co., Inc. | Clearwater | FL | 08/2018 | 09/2024 |
| Charles Schwab Bank | Clearwater | FL | 08/2018 | 09/2024 |
| Fisher Investments | Odessa | FL | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-04 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-16 |
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