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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2018-11-02
  • MI RA
    APPROVED
    Since 2018-11-02

Branch Locations

28411 Northwestern Hwy Suite 1300, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jhfn Sii Southfield MI 07/2011 11/2018
Osaic Wealth, Inc. Southfield MI 11/2018 Present
  • 07/2011 → 11/2018
    Jhfn Sii
    Southfield, MI
  • 11/2018 → Present
    Southfield, MI
Previous Registrations
  • 2011-09-08 → 2018-11-02
    Signator Investors, Inc.
    Southfield, MI
  • 2010-05-19 → 2011-07-18
    Osaic Fa, Inc.
    Southfield, MI
    Southfield, MI
    Southfield, MI
Other Businesses

1. MICHIGAN FINANCIAL COMPANIES/FIXED INSURANCE POSITION: Agent NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2011 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of Fixed Annuities and Non-Variable Insurance 2. MICHIGAN FINANCIAL COMPANIES POSITION: Investment Advisor Rep NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2011 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/Marketing of Securities, Investment Advisory and Insurance Products

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1998-08-06
  • S63 Uniform Securities Agent State Law Examination
    1998-08-06
Designations
Other Names
  • Dale Allan Glick
  • Dale A Glick

View on SEC IAPD

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