Corey Gerard Mazza

Current Employers

Employment History

• 07/2016 → 11/2017
  Goldman Sachs & Co.
  Los Angeles, CA
• 11/2017 → 02/2021
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 11/2017 → 02/2021
  Jpmorgan Securities, Llc.
  Los Angeles, CA
• 02/2021 → Present
  Ubs Financial Services Inc
  Los Angeles, CA

Previous Registrations

• 2017-11-20 → 2021-02-22
  J.P. Morgan Securities Llc
  Westlake Village, CA
  Los Angeles, CA

Other Businesses

1) Entity Name: Harvard Club of Southern California/ Investment related: Y; Address: 1020 Manhattan Beach Blvd Manhattan Beach, CA 90266 / hcsc.clubs.harvard.edu HarvardSoCal@gmail.com 310-546-5252"/ Nature of the other business: Alumni Association/ Position/Title/Relationship: Board of Directors member (excluding advisory boards)/ Start Date: 12-01-2020/ "Approximate # of hours a month: 2 hrs per month 0 During trading hours"/ Approximate # of hours during securities trading hours: 0 Hours during trading/ Briefly describe your duties: Vice President of Finance Committee /// 2) NAME OF OTHER BUSINESS: California Lutheran University/ INVESTMENT RELATED?:N / ADDRESS: 60 W Olsen Rd, Thousand Oaks, CA / NATURE OF THE BUSINESS: Moderating a quarterly panel for the Financial Planning Mentoring Forum. This is for undergraduates and graduate students to learn and ask questions on career path to becoming an advisor. I received a Masters degree from Cal Lu and have been asked by the Dean to lead these sessions. / POSITION: Volunteer. Moderator for quarterly panel./ DUTIES:I will moderate a panel of financial advisors and other thought leaders in the space once a quarter. / START DATE: 2/15/2023 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S66 Uniform Combined State Law Examination
  2016-09-16

Other Names

• Corey Mazza
• Corey Gerard Mazza