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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2014-11-07
  • OR RA
    APPROVED
    Since 2014-11-07

Branch Locations

5400 Meadows Rd Ste 300, Lake Oswego, OR 97035 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird & Co. Incorporated Portland OR 11/2014 Present
Previous Registrations
  • 2007-01-05 → 2014-11-07
    Mcadams Wright Ragen, Inc.
    Portland, OR
  • 2003-04-15 → 2007-01-18
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-29
S63 Uniform Securities Agent State Law Examination 1986-05-08
  • S65 Uniform Investment Adviser Law Examination
    1995-11-29
  • S63 Uniform Securities Agent State Law Examination
    1986-05-08

View on SEC IAPD

More in Lake Oswego, OR

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