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Roland Lucien Ouimet

Pinnacle Investments, LLC

Beverly, MA

East Syracuse, NY

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Current Employers
Pinnacle Investments, Llc

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2021-01-14
  • MA RA
    APPROVED
    Since 2021-01-14

Branch Locations

Beverly, MA • United States

5845 Widewaters Pkwy Ste 300, East Syracuse, NY 13057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pinnacle Investments, Llc Mansfield MA 06/2019 Present
Global Investment Advisors, Llc Beverly MA 02/2003 12/2019
Essex Securities Llc Beverly MA 05/2002 06/2019
  • 06/2019 → Present
    Pinnacle Investments, Llc
    Mansfield, MA
  • 02/2003 → 12/2019
    Global Investment Advisors, Llc
    Beverly, MA
  • 05/2002 → 06/2019
    Essex Securities Llc
    Beverly, MA
Previous Registrations
  • 2003-02-19 → 2019-12-31
    Global Investment Advisors, Llc
    Beverly, MA
    Miami Beach, FL
    Danvers, MA
Other Businesses

Insurance BEGUN 2002 1-2 HRS PER MTH & 0 HRS TRADING. INSURANCE SALES - 1 HOUR PER MONTH & 0 HRS TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-05-04
  • S63 Uniform Securities Agent State Law Examination
    1983-05-04
Designations
Other Names
  • Rollie Ouimet

View on SEC IAPD

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