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Robert Emil Sefcik

Main & Wall Capital Management, Corp

Millburn, NJ

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Current Employers
Main & Wall Capital Management, Corp

Millburn, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-03
  • NJ RA
    APPROVED
    Since 2024-07-03

Branch Locations

Millburn, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Research And Develop Main & Wall Capital Management, Corp. Millburn NJ 12/2009 02/2023
Main & Wall Capital Management, Corp. Millburn NJ 10/2011 Present
Previous Registrations
  • 2008-02-06 → 2009-12-31
    Main & Wall Financial Advisors, Inc.
    Millburn, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-11-14
S66 Uniform Combined State Law Examination 2005-02-09
S63 Uniform Securities Agent State Law Examination 1980-08-04
  • S65 Uniform Investment Adviser Law Examination
    2022-11-14
  • S66 Uniform Combined State Law Examination
    2005-02-09
  • S63 Uniform Securities Agent State Law Examination
    1980-08-04
Other Names
  • Robert E Sefcik

View on SEC IAPD

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