Robert Steven Weaver

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-04-10
CA	RA	APPROVED	2010-10-01

TX RA
APPROVED

Since 2015-04-10
CA RA
APPROVED

Since 2010-10-01

Branch Locations

3011 Townsgate Road Suite 300, Westlake Village, CA 91361 • United States

Camarillo, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Westlake Village	CA	09/2010	Present

09/2010 → Present

Ubs Financial Services Inc

Westlake Village, CA

Previous Registrations

2002-05-28 → 2010-10-13

Rbc Capital Markets, Llc

Woodland Hills, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-02-15
S63	Uniform Securities Agent State Law Examination	1988-02-10

S65 Uniform Investment Adviser Law Examination

1994-02-15
S63 Uniform Securities Agent State Law Examination

1988-02-10

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews