Charles Richard Hearn

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-08-25
CA	RA	APPROVED	2000-05-31

TX RA
APPROVED

Since 2011-08-25
CA RA
APPROVED

Since 2000-05-31

Branch Locations

23 Corporate Plaza, Sute 242, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Newport Beach	CA	05/2000	Present

05/2000 → Present

Lpl Financial, Llc

Newport Beach, CA

Previous Registrations

2010-01-27 → 2010-03-06

Starcare Advisory, Inc.

Newport, CA
2008-09-03 → 2009-12-31

Starcare Advisory, Inc.

Newport, CA

Other Businesses

1. 1/14/2004 - NON-VARIABLE INSURANCE - SELL FIXED INSURANCE PRODUCTS - TERM INSURANCE, FIXED ANNUITIES, DISABILITY INCOME AND LTC. - TIME SPENT 5% - NEWPORT BEACH, CA. 2. 1/14/2004 - DBA ONLY - STARCARE ASSOCIATES - NEWPORT BEACH, CA. 3. 9/14/2006 - NON-VARIABLE INSURANCE DBA - STARCARE ASSOCIATES, INC. - FIXED, HEALTH, LONGTERM CARE INSURANCE. SALES USED WITH DBA NAME STARCARE ASSOCIATES, INC. - TIME SPENT 5% - NEWPORT BEACH, CA. 4. 9/27/2006 - OTHER-REFERRAL - AGENT - SELLING PREPAID LEGAL PLANS. - TIME SPENT 2% - NEWPORT BEACH, CA. 5. 06/27/2008 - STARCARE Foundation - Non-Profit Board Member - Not Inv Rel 6. 03/03/2014 - DBA ONLY - STARCARE - IRVINE, CA 7. 10/03/2025 - Nexpoint - Non-Variable Insurance - Inv rel - At reported business location(s) - Start date: 09/4/2025 - 5hrs/mnth during Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-01-21
S63	Uniform Securities Agent State Law Examination	1983-07-28

S65 Uniform Investment Adviser Law Examination

1999-01-21
S63 Uniform Securities Agent State Law Examination

1983-07-28

Designations

View on SEC IAPD