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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2002-08-09 |
Branch Locations
305 Lytton Avenue, Palo Alto, CA 94301 • United States
775 Page Mill Road, Palo Alto, CA 94304 • United States
Los Altos Hills, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Palo Alto | CA | 08/2002 | Present |
TheatreWorks Silicon Valley / 350 Twin Dolphin Drive Redwood City,CA 94065 / Other/ Charities, Cultural, Educational & Political Organisations / Produce Plays / Member of Board of Directors / Help Support the Theatre Company / Start Date 07/01/2017/Non-profit. 2) JE Papp, Inc.13263 Simon LaneLos Altos Hills, CA 94022/Principal Business Activity - Family commercial baking business my husband runs. There are no brokerage accounts or financial services activities involved. My duties are signing tax returns and the ability to sign checks and other administrative duties in the event of emergency./Role - Member of Board of directors/Comp - No.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1984-02-08 |
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