Michael Jerome Howard

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-05-11

CT RA
APPROVED

Since 2017-05-11

Branch Locations

105 Prospect Ave, Hartford, CT 06106 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2004-05-07

CT RA
APPROVED

Since 2004-05-07

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

105 Prospect Avenue, Hartford, CT 06106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Howard Financial Corporation	West Hartford	CT	03/1975	Present
Howard Financial Planners,Inc.	W. Htfd.	CT	03/1986	Present
Lincoln Investment Planning,Inc.	Hartford	CT	05/2004	Present
Howard Financial Corp.	West Hartford	CT	09/1975	Present

03/1975 → Present

Howard Financial Corporation

West Hartford, CT
03/1986 → Present

Howard Financial Planners,Inc.

W. Htfd., CT
05/2004 → Present

Lincoln Investment Planning,Inc.

Hartford, CT
09/1975 → Present

Howard Financial Corp.

West Hartford, CT

Previous Registrations

1993-02-11 → 2004-12-31

Howard Financial Planners Inc.

West Hartford, CT

Other Businesses

HOWARD BROTHERS HOLDING CO. LLC POSITION: Co-Member NATURE: Owns Commercial Building INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/15/2020 ADDRESS: 105 Prospect Ave, West Hartford CT 06106, United States DESCRIPTION: Greg Howard an I own 105 Prospect Ave West Hartford CT. which is our We have one tenant which is our business Howard Financial HOWARD FINANCIAL AND ASSOCIATES PLLC POSITION: Co-President, Co-Member NATURE: Insurance,Fixed Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 09/15/1975 ADDRESS: 105 Prospect Ave, West Hartford CT 06106, United States DESCRIPTION: Sales

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-08-07

S63 Uniform Securities Agent State Law Examination

1986-08-07

View on SEC IAPD