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Boca Raton, FL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-06-02 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Law Office Of Howard L. Schwartz, P.A. | Boca Raton | FL | 03/2002 | Present |
| Financial One, Inc. | Boca Raton | FL | 04/2016 | Present |
1. INSURANCE AGENT WITH VARIOUS INSURANCE AGENCIES; BOCA RATON, FLORIDA; MARCH 1995 - PRESENT. In addition to the above, Mr. Schwartz is currently the Authorized Member, Manager or serving in other capacity with the companies below. None of these companies take up 10% or more of Mr. Schwartz' time nor do they account for 10% or more of Mr. Schwartz' income. Howel Realty LLC - Real Estate, Established 8/30/2010. Mr. Schwartz is the Managing Member. Realty Home Advisor Inc. - Real Estate Firm - Real Estate Agent - 1/6/14 - Less than 1 hour per month and 0 hours during trading. List Real Estate for sale and represent buyers and sellers.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-15 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-24 |
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