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Current Employers
Lanark Financial, Inc.

1927 First Avenue North, Birmingham, AL 35203 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2019-04-12
AL RA APPROVED 2018-02-20
GA RA APPROVED 2016-11-01
FL RA APPROVED 2001-05-16
  • MI RA
    APPROVED
    Since 2019-04-12
  • AL RA
    APPROVED
    Since 2018-02-20
  • GA RA
    APPROVED
    Since 2016-11-01
  • FL RA
    APPROVED
    Since 2001-05-16

Branch Locations

3116 Capital Circle Ne Suite 10, Tallahassee, FL 32308 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Nbc Securities, Inc. Birmingham AL 03/2000 Present
Rai Investments Tallahassee FL 03/2000 Present
  • 03/2000 → Present
    Nbc Securities, Inc.
    Birmingham, AL
  • 03/2000 → Present
    Rai Investments
    Tallahassee, FL
Other Businesses

FLORIDA STATE UNIVERSITY NOT INVESTMENT RELATED FLORIDA STATE UNIVERSITY CENTER BLDG C ROOM 3515 296 CHAMPIONS WAY, TALLAHASSEE, FL 32306-2550 TEACHING TEACH INVESTMENT PLANNING ONLINE CLASS AS PART OF CFP BOARD OF STANDARDS APPROVED COURSE WORK START DATE 8/1/99 2 HRS PER MONTH 1 HOUR DURING TRADING TEACH ELEVEN WEEK COURSE THREE TIMES PER YEAR SELF-EMPLOYED RENTAL PROPERTY OWNERSHIP 3316 EMERSON LANE TALLHASSEE, FL OWN HOME/RENT IS COLLECTED STULTZ, EISENMAN, HAGAN & HAGAN LLC 3116 CAPITAL CIRCLE NE TALLAHASSEE FL OWN 1/4 OF BUILDING UNIT (BRANCH OFFICE LOCATION) NO DUTIES; BUILDING OWNERSHIP

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-17
S63 Uniform Securities Agent State Law Examination 1984-05-24
  • S66 Uniform Combined State Law Examination
    2005-11-17
  • S63 Uniform Securities Agent State Law Examination
    1984-05-24
Designations
Other Names
  • Bruce Hagan
  • Hagan

View on SEC IAPD

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