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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2015-12-04 |
| TX | RA | APPROVED_RES | 2015-12-04 |
Branch Locations
One North Wacker Suite 3400, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | St. Louis | MO | 12/2015 | Present |
Dakota Pacific Real Estate Fund; 299 South Main Street, Salt Lake, UT, 84111; Real Estate Investment Partnership; Advisory Board; Direct Investment in Real Estate Fund; 06/01/2017; 8.00 Hour(s) Per Year; Not during securities trading hours; Investment- Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1979-09-20 |
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