Best Investors Account Sign in

Nicole Marie Roberts

Morgan Stanley

Atlanta, GA

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-07-12
  • GA RA
    APPROVED
    Since 2017-07-12

Branch Locations

3280 Peachtree Road Northeast Suite 1900, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 01/2014 05/2017
Bank Of America, N.A. Alpharetta GA 03/2014 05/2017
Morgan Stanley Smith Barney Llc Atlanta GA 06/2017 Present
Morgan Stanley Private Bank, N.A. Atlanta GA 06/2017 Present
  • 01/2014 → 05/2017
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Alpharetta, GA
  • 03/2014 → 05/2017
    Bank Of America, N.A.
    Alpharetta, GA
  • 06/2017 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 06/2017 → Present
    Morgan Stanley Private Bank, N.A.
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-09-28
  • S66 Uniform Combined State Law Examination
    2007-09-28
Other Names
  • Nicole Marie Roberts
  • Nikki Roberts
  • Nicole Roberts

View on SEC IAPD

More in Atlanta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor