Robert Mortimer

Current Employers

Employment History

• 05/2010 → Present
  B. Riley Wealth Management
  Chicago, IL
• 07/2022 → Present
  B. Riley Wealth Advisors, Inc.
  Chicago, IL

Previous Registrations

• 2006-08-12 → 2010-05-20
  Ubs Financial Services Inc.
  Hinsdale, IL
  Weehawken, NJ
  Oakbrook Terrace, IL
• 2005-04-18 → 2006-08-12
  Piper Sandler & Co.
  Chicago, IL
  Chicago, IL
• 2004-01-06 → 2005-04-19
  A. G. Edwards & Sons, Inc.
  Oakbrook Terrace, IL
• 2003-04-09 → 2004-01-02
  J. B. Hanauer & Co.
  Chicago, IL
• 1998-08-03 → 2003-04-23
  Rbc Capital Markets, Llc
  Oak Brook Terrace, IL

Other Businesses

1. Wade Fetzer Company, 541 East 7th Street, Hinsdale, IL 60521, not investment related, Not-for-profit Sub S Corp that owns family vacation property used exclusively by family, serve as Treasurer, pay bills and communicate with corporation's CPA, started 10/15/19, 2 hours devoted per month, 0 during trading hours and 0 remuneration. 2. Marion Mortimer Trust U/A DTD; Investment related; 1001 Wintergreen Ln Darien Il 60561; Routine living trust that holds cash and securities for the benefit of my wife, Marion Mortimer; Trustee; Start date 4/2021; 1 hr/month devoted during securities trading hrs. 3. B. Riley Wealth Insurance; Investment-Related; Same Address as BRWM; Fixed Insurance Sales; Licensed Insurance Agent; Start Date 09/2025; As Many Hours As Needed Per Month

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-02-01
• S63 Uniform Securities Agent State Law Examination
  1979-09-27

Designations

Other Names

• Robert Thomas Mortimer
• Robert Mortimer Jr.