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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-09-24
TX RA APPROVED_RES 2015-03-12
IL RA APPROVED 2001-07-13
  • IA RA
    APPROVED
    Since 2025-09-24
  • TX RA
    APPROVED_RES
    Since 2015-03-12
  • IL RA
    APPROVED
    Since 2001-07-13

Branch Locations

Iowa City, IA • United States

30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States

501 12Th Ave Ste 201, Coralville, IA 52241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Chicago IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Chicago IL 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-28
S63 Uniform Securities Agent State Law Examination 1985-05-10
  • S65 Uniform Investment Adviser Law Examination
    2001-06-28
  • S63 Uniform Securities Agent State Law Examination
    1985-05-10

View on SEC IAPD

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