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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2024-10-11
AR RA APPROVED 2024-07-01
NY RA APPROVED 2021-04-16
WV RA APPROVED 2021-04-12
VA RA APPROVED 2019-10-18
TX RA APPROVED 2019-10-14
WY RA APPROVED 2018-11-06
CA RA APPROVED 2018-08-28
AZ RA APPROVED 2018-03-22
MD RA APPROVED 2018-01-30
WI RA APPROVED 2018-01-25
RI RA APPROVED 2017-12-01
NC RA APPROVED 2017-11-09
KS RA APPROVED 2015-05-06
FL RA APPROVED 2005-10-20
  • AL RA
    APPROVED
    Since 2024-10-11
  • AR RA
    APPROVED
    Since 2024-07-01
  • NY RA
    APPROVED
    Since 2021-04-16
  • WV RA
    APPROVED
    Since 2021-04-12
  • VA RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED
    Since 2019-10-14
  • WY RA
    APPROVED
    Since 2018-11-06
  • CA RA
    APPROVED
    Since 2018-08-28
  • AZ RA
    APPROVED
    Since 2018-03-22
  • MD RA
    APPROVED
    Since 2018-01-30
  • WI RA
    APPROVED
    Since 2018-01-25
  • RI RA
    APPROVED
    Since 2017-12-01
  • NC RA
    APPROVED
    Since 2017-11-09
  • KS RA
    APPROVED
    Since 2015-05-06
  • FL RA
    APPROVED
    Since 2005-10-20

Branch Locations

One Biscayne Tower 2 South Biscayne Blvd 1740, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Miami FL 05/1999 Present
Park Avenue Securities Miami FL 05/1999 Present
  • 05/1999 → Present
    Guardian Life Insurance Company
    Miami, FL
  • 05/1999 → Present
    Park Avenue Securities
    Miami, FL
Other Businesses

1. NPC Financial, Inc DBA National Planning Corp-Guardian General Agency, Start: 01/01/2009, Address: 2 S Biscayne Blvd # 1740 Miami, Fl 33131, 200 total hours per month, 160 during securities trading hours, >10% annual compensation, Investment related, 2. Greater Miami Jewish Federation Board of Directors, Start: 6/10/2020, Address: 4200 Biscayne Blvd., Miami FL 33137, 10 total hours per month, 10 during securities trading hours, No Annual Compensation, Not Investment Related, 3. NPC of Palm Beach INC, Owner, entity created to hold the lease of office, Start: 04/28/2014, Address: 2 S Biscayne Blvd., Miami, Fl 33131, 1 total hour per month, 1 during securities trading hours, No annual compensation, Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-04-21
S63 Uniform Securities Agent State Law Examination 2001-12-03
  • S66 Uniform Combined State Law Examination
    2005-04-21
  • S63 Uniform Securities Agent State Law Examination
    2001-12-03
Designations
Other Names
  • Jeffrey Earl Newman

View on SEC IAPD

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