David Reynold Kallman

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2005-06-01

IL RA
APPROVED

Since 2005-06-01

Branch Locations

Arlington Heights, IL • United States

1515 W. 22Nd Street Suite 400, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	06/2005	06/2020
Equitable Advisors, Llc	New York	NY	06/2005	Present

06/2005 → 06/2020

Axa Advisors, Llc

New York, NY
06/2005 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2000-03-02 → 2005-06-01

Mony Securities Corporation

Oak Brook, IL

Other Businesses

DBA WELLS, ROSELIEB AND RAIA WEALTH MANAGEMENT, LLC. OUTSIDE INSURANCE BROKERAGE. TRUSTEE OF DECEASED BROTHERS WIFES LIFE INSURANCE TRUST, START 12.1998. WESTERN GOLF ASSOCIATION, RUNS GOLF TOURNAMENTS AND EVANS SCHOLARS CHARITY; DIRECTOR, START 01.1996, 5 HRS PER MO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-17
S63	Uniform Securities Agent State Law Examination	1991-05-15

S65 Uniform Investment Adviser Law Examination

1999-12-17
S63 Uniform Securities Agent State Law Examination

1991-05-15

Designations

View on SEC IAPD