Stephen Clay Holmes

Current Employers

Wright Investors Service Inc

2 Corporate Drive Suite 770, Shelton, CT 06484 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2017-03-30

CT RA
APPROVED

Since 2017-03-30

Branch Locations

Highlands Ranch, CO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Previous Registrations

2012-12-04 → 2015-03-26

Green Investment Management, Inc.

Castle Pines, CO

Fort Worth, TX
2010-06-16 → 2012-11-13

Meeder Asset Management, Inc.

Dublin, OH
2010-06-17 → 2012-11-13

Meeder Advisory Services, Inc.

Dublin, OH

Other Businesses

PATIENTNOW, INC. 6160 SOUTH SYRACUSE WAY, SUITE B-100, GREENWOOD VILLAGE, CO 80111 PATIENTNOW IS A MEDICAL SOFTWARE DEVELOPMENT COMPANY PROVIDING AESTHETIC MEDICAL PRACTICES WITH EMR AND PRACTICE MANAGEMENT SERVICES. STEPHEN BEGAN SERVING AS THE DIRECTOR OF BUSINESS DEVELOPMENT, WITH A FOCUS ON SALES AND MARKETING IN OCTOBER 2013. STEPHEN DEVOTES APPROXIMATELY 80 HOURS A MONTH OF HIS TIME AND FOUR HOURS A DAY DURING SECURITIES TRADING HOURS TO THIS BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-01-18
S63	Uniform Securities Agent State Law Examination	2003-05-23

S65 Uniform Investment Adviser Law Examination

2013-01-18
S63 Uniform Securities Agent State Law Examination

2003-05-23