Rajiv Sharma

Current Employers

Serco Investments Inc.

Miami, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-09

FL RA
APPROVED

Since 2025-12-09

Branch Locations

Miami, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Serco Investments Inc.	Breckenridge	CO	06/1987	Present

06/1987 → Present

Serco Investments Inc.

Breckenridge, CO

Previous Registrations

1988-07-29 → 2021-10-10

Serco Investments Inc.

Tiburon, CA

Current Employers

Serco Investments Inc.

Disclosures

Employment History

Previous Registrations

Reviews