James Cecil Mclaughlin

Current Employers

Anvik Advisers Llc

Mill Valley, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2010-08-18

CA RA
APPROVED

Since 2010-08-18

Branch Locations

Mill Valley, CA • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Anvik Advisers Llc	Princeton	NJ	07/2006	Present

07/2006 → Present

Anvik Advisers Llc

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-07-30
S63	Uniform Securities Agent State Law Examination	1982-07-13

S66 Uniform Combined State Law Examination

2009-07-30
S63 Uniform Securities Agent State Law Examination

1982-07-13

View on SEC IAPD

Current Employers

Anvik Advisers Llc

Disclosures

Employment History

Exams

Reviews