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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2017-12-18
MN RA APPROVED 2017-08-18
  • ND RA
    APPROVED
    Since 2017-12-18
  • MN RA
    APPROVED
    Since 2017-08-18

Branch Locations

Plymouth, MN • United States

7801 E Bush Lake Road, Bloomington, MN 55439 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Bloomington MN 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

CONDO OWNERSHIP POSITION: Owner NATURE: Rental property, typically occupied by a rent paying tenant, but vacant at present. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/05/2026 ADDRESS: 3018 Aldrich Ave. S, #22, Minneapolis MN 55408, United States DESCRIPTION: Maintain property to keep it in suitable condition for renting, and working with property manager who advertises, screens, and arranges lease signings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-06-12
S63 Uniform Securities Agent State Law Examination 1984-01-23
  • S66 Uniform Combined State Law Examination
    2003-06-12
  • S63 Uniform Securities Agent State Law Examination
    1984-01-23
Designations

View on SEC IAPD

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