Richard Read Applegate

Current Employers

Employment History

• 04/2014 → 11/2020
  Purshe Kaplan Sterling Investments
  Pittsburgh, PA
• 04/2014 → 12/2017
  Cantor Fitzgerald Wealth Partners
  New York, NY
• 01/2018 → 12/2018
  R. Applegate & Associates, Llc
  Allison Park, PA
• 01/2018 → Present
  D.B. Root & Company, Llc
  Pittsburgh, PA

Previous Registrations

• 2018-01-08 → 2019-03-14
  R. Applegate & Associates Llc
  Pittsburgh, PA
  Pittsburgh, PA
• 2015-04-02 → 2018-01-04
  Cantor Fitzgerald Wealth Partners, Llc
  Pittsburgh, PA
• 1997-01-31 → 2014-11-12
  First Commonwealth Financial Advisors, Inc.
  Wexford, PA
• 2010-06-07 → 2014-04-09
  Essex National Securities, Llc
  Wexford, PA
  Wexford, PA
  Napa, CA
  Pittsburgh, PA
• 2002-06-26 → 2010-06-02
  Uvest Financial Services Group, Inc.
  Indiana, PA
  Wexford, PA
  Wexford, PA

Other Businesses

(1) Licensed insurance agent (2) Acting. Not Investment Related. 2812 Ridge Drive, Allison Park, PA 15101. Acting in films or TV productions. 8 hours per month.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-10-15
• S63 Uniform Securities Agent State Law Examination
  1983-08-15

Designations

Other Names

• Rick Applegate