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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-10-02
TX RA APPROVED_RES 2012-09-25
  • FL RA
    APPROVED
    Since 2012-10-02
  • TX RA
    APPROVED_RES
    Since 2012-09-25

Branch Locations

2500 Ne Coachman Rd, Clearwater, FL 33765 • United States

Palm Harbor, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Clearwater FL 09/2012 03/2020
Ameriprise Financial Services, Llc Clearwater FL 03/2020 Present
Previous Registrations
  • 2007-03-02 → 2012-09-25
    Triad Advisors Llc
    Clearwater, FL
    Pensacola, FL
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Alpharetta, GA
    Fort Meyers, FL
Other Businesses

Business Ownership; Reynolds & Reynolds Private Asset Management, LLC; ; Consulting; 4222 Auston WayPalm Harbor, Fl. 34685, ,; ; 03/01/2005; 0 hours per month; .

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-28
S65 Uniform Investment Adviser Law Examination 1994-12-02
S63 Uniform Securities Agent State Law Examination 1985-05-01
  • S66 Uniform Combined State Law Examination
    2007-02-28
  • S65 Uniform Investment Adviser Law Examination
    1994-12-02
  • S63 Uniform Securities Agent State Law Examination
    1985-05-01
Other Names
  • Rick Reynolds
  • Don Reynolds

View on SEC IAPD

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