Richard Ira Hemingway

Current Employers

United Planners' Financial Services Of America A Limited Partner

7333 East Doubletree Ranch Rd, Suite 120, Scottsdale, AZ 85258 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-08-03
MN	RA	APPROVED	2015-09-25

FL RA
APPROVED

Since 2021-08-03
MN RA
APPROVED

Since 2015-09-25

Branch Locations

600 Highway 169 S Ste 1500, St. Louis Park, MN 55426 • United States

University Park, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Richard I. Hemingway	University Park	FL	11/2013	Present
United Planners' Financial Services	Scottsdale	AZ	09/2015	Present

11/2013 → Present

Richard I. Hemingway

University Park, FL
09/2015 → Present

United Planners' Financial Services

Scottsdale, AZ

Previous Registrations

2013-11-01 → 2015-09-28

Monticello Investment Services, Inc.

Neosho, MO

Other Businesses

1.) CHISWICK LANE, INC. DBA HEMINGWAY WEALTH MANAGEMENT - DBA NAME FOR MARKETING PURPOSES - UNIVERSITY PARK, FL - SINCE 11/2013 - INVESTMENT RELATED 2.) RICHARD I. HEMINGWAY - INSURANCE AGENT - NON-VARIABLE INSURANCE - UNIVERSITY PARK, FL - SINCE 11/2013 - INVESTMENT RELATED

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-03-14
S63	Uniform Securities Agent State Law Examination	1987-05-08

S65 Uniform Investment Adviser Law Examination

2000-03-14
S63 Uniform Securities Agent State Law Examination

1987-05-08

Designations

Other Names

Dick Hemingway

View on SEC IAPD