Bradley Lee Haupt

Current Employers

American Investors Company

12667 Alcosta Blvd., Suite 160, San Ramon, CA 94583 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2006-07-07

CA RA
APPROVED

Since 2006-07-07

Branch Locations

Pleasanton, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Allied Tax Planners	Pleasanton	CA	10/1978	Present
American Investors Company	San Ramon	CA	01/2006	Present
American Investors Company	San Ramon	CA	07/2006	Present

10/1978 → Present

Allied Tax Planners

Pleasanton, CA
01/2006 → Present

American Investors Company

San Ramon, CA
07/2006 → Present

American Investors Company

San Ramon, CA

Previous Registrations

2004-09-07 → 2007-06-19

Orion Portfolio Solutions, Llc

Pleasanton, CA

Other Businesses

1) ALLIED TAX PLANNERS; NOT INVESTMENT-RELATED; 7300 JOHNSTON RD., PLEASANTON, CA 94588; TAX PREPARATION, PLANNING, AUDIT REPRESENTATION; SOLE PROPRIETOR; STARTED IN 1978; APPROX. 120 HRS/MONTH DEVOTED TO THE BUSINESS; 100 HRS DEVOTED TO THE BUSINESS DURING SECURITIES TRADING HOURS; TAX PREPARATION, ADVISE, AUDIT REPRESENTATION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2009-05-29

S63 Uniform Securities Agent State Law Examination

2009-05-29

Other Names

Brad L Haupt

View on SEC IAPD