Thomas Francis Kazak

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
VT	RA	APPROVED	2011-11-22

VT RA
APPROVED

Since 2011-11-22

Branch Locations

South Burlington, VT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	11/2011	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	11/2011	Present

11/2011 → Present

Cambridge Investment Research, Inc

Fairfield, IA
11/2011 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2006-06-06 → 2011-11-25

Osaic Fa, Inc.

Essex Junction, VT

Hartford, CT

South Burlington, VT

Other Businesses

1)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 32.5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2)INDEPENDENT INSURANCE AGENT, 24 PARK RD. SOUTH BURLINGTON, VT, 03/15/1978 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INVESTMENT RELATED. DEVOTES 5 HRS/WK. NONE DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-06-02
S63	Uniform Securities Agent State Law Examination	1982-06-17

S66 Uniform Combined State Law Examination

2006-06-02
S63 Uniform Securities Agent State Law Examination

1982-06-17

View on SEC IAPD