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Current Employers
The Strategic Financial Alliance, Inc.

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-01-02
CO RA APPROVED 2007-03-02
  • TX RA
    APPROVED_RES
    Since 2008-01-02
  • CO RA
    APPROVED
    Since 2007-03-02

Branch Locations

2200 Century Parkway Suite 500, Atlanta, GA 30345 • United States

731 N. Tejon Street, Colorado Springs, CO 80903 • United States

Bennco Advisors

731 N. Tejon Street, Colorado Springs, CO 80903-1011 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 1999-01-01
  • CO RA
    APPROVED
    Since 1999-01-01

Branch Locations

111 S. Tejon Street Suite 100, Colorado Springs, CO 80903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Bennett & Co Advisors, Inc. Dba Bennco Advisors Colorado Springs CO 06/1998 Present
The Strategic Financial Alliance, Inc. Atlanta GA 02/2007 Present
Previous Registrations
  • 2004-06-14 → 2007-02-26
    United Securities Alliance, Inc.
    Colorado Springs, CO
    Colorado Springs, CO
Other Businesses

1. COLORADO EPISCOPAL FOUNDATION - INVESTMENT RELATED TO THE EXTENT THAT TRUSTEES SET POLICIES RELATED TO FUNDS AND PROGRAMS OF FOUNDATION. 1300 WASHINGTON STREET DENVER CO 80203, MISSION IS TO LEVERAGE THE VISION AND RESOURCES OF LOCAL CONGREGATIONS TO HELP BUILD THE CHURCH IN COLORADO, MEMBER OF THE INVESTMENT COMMITTEE, 01/01/2014, 2 HOURS/MONTH DURING TRADING HOURS, MEMBER OF BOARD OF TRUSTEES - POLICY MAKING BODY FOR FOUNDATION. 2. CATHEDRAL RIDGE CAMP AND CONFERENCE CENTER - NOT INVESTMENT RELATED, 1300 WASHINGTON STREET DENVER CO 80203, THE CAMP AND CONFERENCE CENTER IS AN INSIUTION OF THE DIOCESE OF COLORADO OF THE EPISCOPAL CHURCH. THE CENTER HOSTS CHURCH AND OTHER GROUPS FOR RETREATS AND MEETINGS INCLUDING YOUTH CAMPING IN THE SUMMERTIME, OFFICER, 04/01/2011, 6 HOURS/MONTH, 0 DURING TRADING, BOARD OF DIRECTORS. 3. BENNCO ADVISORS - INVESTMENT RELATED, 731 N TEJON STREET COLORADO SPRINGS CO 80903, REGISTERED INVESTMENT ADVISER - ALSO USED AS DBA FOR FINANCIAL SERVICES OFFERED THROUGH SFA, MARKETING AND STRATEGIC CONSULTANT, 02/01/1997, 20 HOURS/MONTH, 5 DURING TRADING (HOURS SPECIFIC TO RIA), FINANCIAL PLANNING, CONSULTING, AND ASSET MANAGEMENT. 4. OHIO STATE LIFE INSURANCE COMPANY, AGENT, FIXED ANNUITIES, INVESTMENT RELATED, 1 HOUR/ MONTH, 1 HOUR FOR SECURITIES TRADING HOURS, START DATE: 07/01/2023, PO BOX 2541, SALT LAKE CITY, UT 84125-0417, UNITED STATES, FIXED ANNUITY SALES. 5.. PACIFIC LIFE INSURANCE COMPANY, AGENT, FIXED ANNUITIES, NONINVESTMENT RELATED, 2 HOUR/ MONTH, 0 HOUR FOR SECURITIES TRADING HOURS, START DATE: 10/09/2015, PO BOX 2378, OMAHA, NE, 68103-2378, UNITED STATES, FIXED ANNUITY, LIFE INSURANCE SALES. 6. PENN MUTUAL , AGENT, FIXED LIFE INSURANCE, NONINVESTMENT RELATED, 1 HOUR/ MONTH, 0 HOUR FOR SECURITIES TRADING HOURS, START DATE: 09/10/09/2013, 731 N TEJON STREET COLORADO SPRINGS CO 80903, UNITED STATES. 7. FEAST OF SAINT ARNOLD, CO CHAIRMAN, NONINVESTMENT RELATED, 5 HOUR/MONTH, 0 HOUR FOR SECURITIES TRADING HOURS, START DATE; 01/01/2023, 8 FOURTH STREET, COLORADO SPRINGS, CO 80906, UNITED STATES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-12-01
S63 Uniform Securities Agent State Law Examination 1980-03-07
  • S65 Uniform Investment Adviser Law Examination
    1993-12-01
  • S63 Uniform Securities Agent State Law Examination
    1980-03-07

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