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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-03-05
  • GA RA
    APPROVED
    Since 2003-03-05

Branch Locations

3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States

3455 Peachtree Road Northeast Suite 1700, Atlanta, GA 30326 • United States

Carrollton, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Atlanta GA 01/1996 Present
Other Businesses

Name of Organization- tailor-made farms/ Description - family farm for 30 years/ Role - owner /Compensation - No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-10-26
S63 Uniform Securities Agent State Law Examination 1980-08-12
  • S65 Uniform Investment Adviser Law Examination
    1994-10-26
  • S63 Uniform Securities Agent State Law Examination
    1980-08-12
Other Names
  • Steve Stana

View on SEC IAPD

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