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Diane Margaret Lillis

Ubs Asset Management (Americas) LLC

New York, NY

New York, NY

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Current Employers
Ubs Asset Management (Americas) Llc

1285 Avenue Of The Americas, New York, NY 10019 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-04-29
  • NY RA
    APPROVED
    Since 2026-04-29

Branch Locations

11 Madison Avenue, New York, NY 10010 • United States

1285 Avenue Of The Americas, New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Business Solutions New York NY 07/2006 Present
  • 07/2006 → Present
    Ubs Business Solutions
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-26
  • S66 Uniform Combined State Law Examination
    2007-01-26
Other Names
  • Diane Lillis

View on SEC IAPD

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