Thomas Keith Anderson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2022-06-28

TN RA
APPROVED

Since 2022-06-28

Branch Locations

1385 Flowering Dogwood Ln Ste A, Dyersburg, TN 38024-6409 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

1385 Flowering Dogwood Lane Suite A, Dyersburg, TN 38024-6409 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Triad Advisors, Inc.	Norcross	GA	05/2013	06/2022
Lpl Financial	Dyersburg	TN	06/2022	Present

05/2013 → 06/2022

Triad Advisors, Inc.

Norcross, GA
06/2022 → Present

Lpl Financial

Dyersburg, TN

Previous Registrations

2017-04-27 → 2022-07-01

Triad Advisors Llc

Dyersburg, TN

Other Businesses

1-06/2022 / Compass Wealth Services / DBA for LPL Business (entity for LPL business) / Investment Related / Dyersburg, TN 2-01/2013 / Anderson Farm / For-Profit Business / Investment Related / Dyersburg TN 38024 3-06/28/2022 - Dyer County School System - Not Investment Related - 159 Everett Ave, Dyersburg TN 38024 - Non-Profit Board Member - Elected School Board Member - Start Date - 2010

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-24
S63	Uniform Securities Agent State Law Examination	2006-08-04

S66 Uniform Combined State Law Examination

2017-04-24
S63 Uniform Securities Agent State Law Examination

2006-08-04

Other Names

Thomas Keith Anderson

View on SEC IAPD