Mario John Giammarco

Current Employers

Herold Advisors, Inc.

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-04-09
NY	RA	APPROVED	2022-01-03

TX RA
APPROVED_RES

Since 2026-04-09
NY RA
APPROVED

Since 2022-01-03

Branch Locations

711 3Rd Avenue Suite 1802, New York, NY 10017 • United States

Lantern Wealth Advisors, Llc

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2022-02-07

NY RA
APPROVED

Since 2022-02-07

Branch Locations

35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States

1190 Hylan Blvd, Staten Island, NY 10305 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Bernard Herold & Co., Inc.	Staten Island	NY	02/1985	11/2020
Everbank	Salt Lake City	UT	11/2004	12/2019
Herold & Lantern Investments, Inc.	Melville	NY	11/2020	Present
Herold Advisors, Llc	Staten Island	NY	01/1992	Present
Lantern Wealth Advisors, Llc	Melville	NY	02/2022	Present

02/1985 → 11/2020

Bernard Herold & Co., Inc.

Staten Island, NY
11/2004 → 12/2019

Everbank

Salt Lake City, UT
11/2020 → Present

Herold & Lantern Investments, Inc.

Melville, NY
01/1992 → Present

Herold Advisors, Llc

Staten Island, NY
02/2022 → Present

Lantern Wealth Advisors, Llc

Melville, NY

Other Businesses

1) HEROLD INSURANCE AGENCY, INC. NON INVESTMENT RELATED, 1190 HYLAN BLVD., STATEN ISLAND, NY 10305. PRESIDENT SINCE 1987. LIFE INSURANCE. APPROX. NUMBER OF HOURS/MONTH: 5 (ALL OF WHICH ARE DURING SECURITIES TRADING HOURS). SALES. 2)1190 HYLAN REALTY CO. NON INVESTMENT RELATED 1190 HYLAN BLVD., STATEN ISLAND, NY 10305. REAL ESTATE MANAGEMENT. OWNER SINCE 1992. APPROX. 5 HRS/MONTH DEVOTED TO THIS BUSINESS, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS. REAL ESTATE MANAGEMENT. 3) Herold Advisors. Investment Related. Since 1992.1190 Hylan Blvd Staten Island NY 10305. Investment Advisor Representative. Approximately 80 hours/month devoted to this business. 4: Lantern Wealth Advisors. Investment Related. Investment Advisor Representative as of 02/2022. Located at 1190 Hylan Blvd Staten Island NY 10305. Approximately 10 hours/month devoted to this business

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-28

S66 Uniform Combined State Law Examination

2021-12-28

View on SEC IAPD