James Roland Brubaker

Current Employers

Employment History

• 01/2003 → Present
  Ersi Exit & Retirement Strategies Inc.
  Denver, CO
• 04/2016 → 01/2024
  Kestra Advisory Services, Llc
  Centennial, CO
• 01/2005 → 01/2024
  Kestra Investment Services, Llc
  Centennial, CO
• 01/2024 → 06/2025
  Osaic
  Centennial, CO
• 01/2024 → Present
  The Ameriflex Group
  Las Vegas, NV
• 06/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2016-04-19 → 2024-01-26
  Kestra Advisory Services, Llc
  Centennial, CO
• 2005-01-03 → 2016-09-22
  Kestra Investment Services, Llc
  Centennial, CO
  Centennial, CO
• 2003-01-29 → 2004-12-31
  Principal Securities, Inc.
  Centennial, CO

Other Businesses

1) JAMES ROLAND BRUBAKER, 116 Inverness Drive East, Suite 430, Englewood CO 80112, 06/2025, Agent, life insurance sales, NIR, 5 HR/MO, 5 HR/MO TRADING. 2) JAMES ROLAND BRUBAKER, 116 Inverness Drive East, Suite 430, 06/2025, Secretary, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO, 1 HR/MO TRADING. 3) THE AMERIFLEX GROUP, 8475 W Sunset Rd, Suite 101, Las Vegas NV 89113, 01/2024, Investment Advisor Representative, RIA Affiliation - other than CIRA, INV REL, 170 HR/MO, 100 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-28
• S63 Uniform Securities Agent State Law Examination
  1984-09-07

Designations