Michael Stevan Rose

Current Employers

Employment History

• 07/2013 → Present
  Cetera Advisor Networks Llc
  El Segundo, CA
• 11/2013 → Present
  Fulcrum Wealth Advisors, Llc
  Bellevue, WA

Previous Registrations

• 2013-07-26 → 2021-10-18
  Cetera Wealth Services, Llc
  Bellevue, WA
  El Segundo, CA
  Tucson, AZ
• 2008-01-02 → 2013-08-02
  Oppenheimer & Co. Inc.
  Bellevue, WA
• 2006-08-12 → 2008-01-23
  Ubs Financial Services Inc.
  Seattle, WA
• 2004-08-30 → 2006-08-12
  Piper Sandler & Co.
  Seattle, WA
  Minneapolis, MN
  Seattle, WA
• 2003-08-19 → 2004-09-08
  Banc Of America Investment Services, Inc.
  Seattle, WA
• 2002-02-09 → 2003-08-29
  Banc Of America Securities Llc
  Bellevue, WA

Other Businesses

1. FULCRUM WEALTH ADVISORS, LLC, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, OUTSIDE RIA - ADVISORY BUSINESS, START 2012, 40HRS/WK (32.5 TRADING HOURS), OWNER, INVESTMENT ADVISOR REPRESENTATIVE; 2. NAME OF OTHER BUSINESS: CASTLE BUILDERS; INVESTMENT RELATED: NO; ADDRESS: 9613 BRUNSWICK DRIVE, NASHVILLE TN 37027; NATURE OF BUSINESS: CONSTRUCTION; START DATE: 3/2021; POSITION/TITLE/RELATIONSHIP: ADVISOR/CONSULTANT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ACT AS A CONSULTANT/ADVISOR TO OWNER;

Exams

• S66 Uniform Combined State Law Examination
  2002-11-18
• S63 Uniform Securities Agent State Law Examination
  1979-12-12

Other Names

• Michael Steven Rose