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3925 Fountains Blvd Ne Suite 200, Cedar Rapids, IA 52411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-07-14 |
Branch Locations
1055 Westlakes Dr. Suite 300, Berwyn, PA 19312 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Berwyn | PA | 07/2015 | 07/2023 |
| Nations Financial Group, Inc. | Berwyn | PA | 07/2023 | Present |
MCGROARTY INVESTMENT GROUP; 1055 WESTLAKES DR., SUITE 300 BERWYN, PA 19312; IS INVESTMENT RELATED; NATURE OF BUSINESS IS TO OFFER INVESTMENT AND ADVISORY SERVICES; POSITION IS OWNER; START DATE 07/1/2023; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 8; DUTIES ARE ACCOUNT MANAGEMENT, ETC.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 1987-01-21 |
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