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William Joseph Fahey

LPl Financial LLC

Kamas, UT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2025-05-01
  • UT RA
    APPROVED
    Since 2025-05-01

Branch Locations

Kamas, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Grove Point Investments, Llc Rockville MD 11/2011 05/2025
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Kamas UT 05/2025 Present
  • 11/2011 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 05/2025 → Present
    Kamas, UT
Previous Registrations
  • 2021-06-09 → 2025-05-01
    Grove Point Advisors, Llc
    Kamas, UT
    Rockville, MD
    Rockville, MD
  • 2011-11-21 → 2021-03-19
    Grove Point Investments, Llc
    Rockville, MD
    Rockville, MD
    Kamas, UT
  • 2005-01-31 → 2011-11-22
    Pacific West Financial Consultants Inc
    Fairfax, VA
    Renton, WA
    Arlington, VA
  • 2000-05-04 → 2005-01-28
    Grove Point Investments, Llc
    Arlington, VA
Other Businesses

1. 05/01/2025-Northwood Apartments, LTD- Real Estate Rental- INV Related- At Wrens, GA- Start date 04/11/1983- 1 Hour Per Month 2. 05/01/2025- Fahey Investment Planning, LLC- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 03/15/1976- 160 Hours Per Month- 140 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-06-07
S63 Uniform Securities Agent State Law Examination 1991-12-06
  • S65 Uniform Investment Adviser Law Examination
    2021-06-07
  • S63 Uniform Securities Agent State Law Examination
    1991-12-06
Other Names
  • Bill Fahey

View on SEC IAPD

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