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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2014-09-16
  • NE RA
    APPROVED
    Since 2014-09-16

Branch Locations

11314 Davenport Steet, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern National Life Insurance Com Minneapolis MN 09/1975 Present
Midwest Capital Omaha NE 08/1984 Present
Cambridge Investment Research Inc Fairfield IA 09/2014 Present
Cambridge Investment Research Advisors Inc Fairfield IA 09/2014 Present
  • 09/1975 → Present
    Northwestern National Life Insurance Com
    Minneapolis, MN
  • 08/1984 → Present
    Midwest Capital
    Omaha, NE
  • 09/2014 → Present
    Cambridge Investment Research Inc
    Fairfield, IA
  • 09/2014 → Present
    Fairfield, IA
Previous Registrations
Other Businesses

1) MIDWEST CAPITAL INC, 7216 GRACELAND DR OMAHA NE, 09/1986, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES. INV REL, 20 HR/MO 2 HR/MO TRADING 2) MIDWEST CAPITAL LLC, 7216 GRACELAND DR OMAHA NE, 01/2003, MANAGING MEMBER. LLC OWNS AND RENTS COMMERCIAL REAL ESTATE. NIR, 20 HR/YR 0 HR/YR TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 09/2014, AS ADVISORY REP OF A RIA. INV REL, 4 HR/WK 4 HR/WK TRADING 4) TODD MORRIS, 1896 194th Street, Mondamin IA 51557, United States, 01/01/2026, Owner, Agriculture, NIR, 10 HR/MO - 10 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-07-23
  • S63 Uniform Securities Agent State Law Examination
    1993-07-23
Designations

View on SEC IAPD

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