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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
WY RA APPROVED 2023-11-13
NJ RA APPROVED 2012-02-24
CA RA APPROVED 2011-09-21
TX RA APPROVED_RES 2011-08-30
PA RA APPROVED 2009-07-09
  • WY RA
    APPROVED
    Since 2023-11-13
  • NJ RA
    APPROVED
    Since 2012-02-24
  • CA RA
    APPROVED
    Since 2011-09-21
  • TX RA
    APPROVED_RES
    Since 2011-08-30
  • PA RA
    APPROVED
    Since 2009-07-09

Branch Locations

40 Morris Avenue Suite 200, Bryn Mawr, PA 19010 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Bryn Mawr PA 05/2010 Present
Other Businesses

Crescent Homeowners Association, Wilson, WY. Board Member of neighborhood HOA since 2017. Responsibilities include maintaining the common space trials and streams. Not compensated, 1 hr./month, not investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-08-06
  • S63 Uniform Securities Agent State Law Examination
    1984-08-06

View on SEC IAPD

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