Spencer Howard Larson

Current Employers

B. Riley Wealth Advisors, Inc.

40 S. Main St. Suite 1600, Memphis, TN 38103 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2020-08-31

MA RA
APPROVED

Since 2020-08-31

Branch Locations

Dennis, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Moors & Cabot	Boston	MA	08/2007	08/2020
National Securities Corporation	Boston	MA	08/2020	07/2022
B. Riley Wealth Advisors	Boston	MA	08/2020	Present
B. Riley Wealth Management	Tampa	FL	07/2022	Present

08/2007 → 08/2020

Moors & Cabot

Boston, MA
08/2020 → 07/2022

National Securities Corporation

Boston, MA
08/2020 → Present

B. Riley Wealth Advisors

Boston, MA
07/2022 → Present

B. Riley Wealth Management

Tampa, FL

Previous Registrations

2007-08-02 → 2020-09-01

Moors & Cabot, Inc.

Boston, MA

Boston, MA

Boston, MA
2005-09-29 → 2007-08-01

Winslow, Evans & Crocker, Inc.

Boston, MA

Boston, MA

Other Businesses

B. RILEY WEALTH INSURANCE CORPORATION; INVESTMENT-RELATED; SAME ADDRESS AS BRWM; FIXED INSURANCE SALES; AGENT; START DATE 08/2020; 2-4 HRS PER MONTH, 0 DURING TRADING HRS...

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-09-20
S63	Uniform Securities Agent State Law Examination	1982-10-19

S65 Uniform Investment Adviser Law Examination

2005-09-20
S63 Uniform Securities Agent State Law Examination

1982-10-19

View on SEC IAPD