Loren Gary Ben

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-04-19
FL	RA	APPROVED	2016-03-03
MA	RA	APPROVED	2007-08-27

TX RA
APPROVED_RES

Since 2016-04-19
FL RA
APPROVED

Since 2016-03-03
MA RA
APPROVED

Since 2007-08-27

Branch Locations

100 South East 3Rd Avenue Suite 2100, Fort Lauderdale, FL 33394 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Oppenheimer & Co. Inc	Fort Lauderdale	FL	01/2003	Present

01/2003 → Present

Oppenheimer & Co. Inc

Fort Lauderdale, FL

Other Businesses

BP ENTERPRISES, FAMILY LIMITED PARTNERSHIP, SINGLE REAL ESTATE INVESTMENT, TRUSTEE, ZERO HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-22
S63	Uniform Securities Agent State Law Examination	1983-10-05

S65 Uniform Investment Adviser Law Examination

2007-08-22
S63 Uniform Securities Agent State Law Examination

1983-10-05