Richard Stone Feild

Current Employers

Hilltop Securities Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2013-06-27

TX RA
APPROVED

Since 2013-06-27

Branch Locations

7000 North Mopac Expressway Suite 400, Austin, TX 78731 • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

70 Northeast Loop 410 Suite 750, San Antonio, TX 78216 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Hilltop Securities Inc.	Austin	TX	01/2016	Present

01/2016 → Present

Hilltop Securities Inc.

Austin, TX

Other Businesses

1] Texas Heart; Non-Investment Related, St. Louis, MO, Film Production Company, Co-Writer, Co-Producer, Co-Executive Producer, Started 11/2015, 0 HRS/MO, 0 HRS/MO Business Hours, 2] WAKE; NON-INVESTMENT RELATED, SAN ANTONIO, TX , FILM PRODUCTION COMPANY, EXECUTIVE PRODUCER, STARTED 08/10/2022, 6 HRS/MO, 3 HRS/MO DURING BUSINESS HOURS, EXECUTIVE PRODUCER OF INDEPENDENT FILM. 3] Buffalo Speedway Films, Northridge, CA, Non-Investment Related, Film Production Company, Executive Producer Investor, started 6/24/2024, Possible 1 Hrs/Mo, 0 Hrs/Mo during business hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-06-24
S65	Uniform Investment Adviser Law Examination	1995-08-30
S63	Uniform Securities Agent State Law Examination	1994-12-28

S66 Uniform Combined State Law Examination

2013-06-24
S65 Uniform Investment Adviser Law Examination

1995-08-30
S63 Uniform Securities Agent State Law Examination

1994-12-28

Other Names

Nick Feild

View on SEC IAPD