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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-30 |
| MI | RA | APPROVED | 2010-09-24 |
Branch Locations
5181 Cascade Road Se, Grand Rapids, MI 49546 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Grand Rapids | MI | 01/1989 | Present |
1. Spaulding Creek LLC; 1630 Foot Hills Trail N E, Ada, MI 49301; Commercial Office Building; Partner; Handling checking account; 01/27/2009; 3 Hours per Month; Not During Securities Trading Hours; Investment-Related. 2. Potter's House Foundation; 810 Van Raalte S W, Grand Rapids, MI, 49509; Christian School; I am a board member /director of there Foundation; It is a source of long term commitments for the School; 11/10/2009; 4 Hours per Quarter; During Securities Trading Hours; Not Investment-Related. 3. AMERICAN ENDOWMENT FOUNDATION; 1521 GEORGETOWN RD #104, HUDSON, OH 44236; DONOR ADVISOR; CHARITABLE FOUNDATION; AFFILIATION BEGAN 10/8/03; 3 HOURS PER YEAR DURING BUSINESS HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 1981-03-20 |
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